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PECB ISO-22301-Lead-Implementer Exam Syllabus Topics:
Topic
Details
Topic 1
- Planning of a BCMS implementation based on ISO 22301: This section assesses the skills of the target audience in the planning phase of BCMS implementation. It includes collecting necessary information, setting business continuity objectives, and defining the BCMS scope.
Topic 2
- Implementation of a BCMS based on ISO 22301: This section evaluates the skills of ISO lead implementation Managers during the actual implementation of a BCMS. It includes managing resources, ensuring staff competence, and demonstrating knowledge of implementing processes and controls.
Topic 3
- Initiation of a BCMS implementation: This section measures the skills of ISO lead implementation Managers and focuses on the initial steps of implementing a BCMS. It covers understanding ISO 22301 requirements and the components of a BCMS.
Topic 4
- Evaluation of the performance of a BCMS based on ISO 22301: This section measures the skills of ISO lead implementation Managers in monitoring and evaluating the performance of a BCMS. Candidates will learn to conduct internal audits, and management reviews, and assess the effectiveness of the BCMS against established criteria.
Topic 5
- Fundamental principles and concepts of a BCMS: This exam section measures the skills of ISO lead implementation Managers and covers the core principles and concepts of a Business Continuity Management System (BCMS). Candidates will understand the main BCMS concepts, including business continuity plans and impact analysis while identifying risks and their impacts. A key skill assessed is the ability to interpret business continuity principles effectively.
Topic 6
- Preparation for a BCMS certification audit: This section measures the skills of ISO lead implementation Managers in preparing for a BCMS certification audit.
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Free PDF Quiz ISO-22301-Lead-Implementer - Useful ISO 22301 Lead Implementer Certification Exam Reliable Exam Sims
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PECB ISO 22301 Lead Implementer Certification Exam Sample Questions (Q19-Q24):
NEW QUESTION # 19
Scenario:
Headquartered in Sri Lanka, Operons Inc. is a freight forwarding company that adopted a BCMS aligned with ISO 22301. Prior to the certification audit, Operons Inc. measured gaps between their BCMS and the standard's requirements to ensure compliance. The certification body was contracted to conduct the audit, and a biased auditor from a previous ISO 9001 audit was replaced upon request. During the audit, two minor nonconformities were identified, and the audit team issued a recommendation for certification.
Based on Scenario 8, considering that these are only minor nonconformities and the top management was quick to acknowledge the oversight, the audit team issued a recommendation for certification. Is this acceptable?
- A. No, a recommendation for certification conditional upon filing of corrective actions should have been issued.
- B. No, an unfavorable recommendation for certification should have been issued.
- C. Yes, a recommendation for certification should be issued even in cases of minor nonconformities.
Answer: C
Explanation:
* Explanation:Certification can be recommended even when minor nonconformities are identified, provided the organization has an acceptable plan to address these nonconformities within an agreed timeframe. This aligns with ISO 17021-1 guidelines for handling minor nonconformities during audits.
NEW QUESTION # 20
An organization is focused on eliminating the root causes of nonconformities. Which action did they take?
- A. Correction
- B. Corrective
- C. Detective
Answer: B
Explanation:
* Explanation:Corrective actions are aimed at eliminating the root causes of nonconformities to prevent their recurrence, as specified in ISO 22301 Clause 10.1.1.
NEW QUESTION # 21
An organization ensures the continuity of its network by documenting and maintaining a business continuity plan for backup connectivity of all its critical operations. However, the new business continuity manager concluded that this plan is useless as it has not been communicated to all relevant interested parties. What does this situation indicate?
- A. The business continuity manager has identified the root cause of the nonconformity.
- B. The business continuity manager evaluated the impact of the nonconformity.
- C. The business continuity manager initiated the corrective action process.
Answer: A
Explanation:
* Explanation:Identifying that the plan has not been communicated highlights the root cause of the nonconformity, emphasizing the importance of ensuring that all relevant parties are aware of the BCMS.
NEW QUESTION # 22
What is one of the responsibilities of an internal auditor?
- A. Prepare the organization for external audits.
- B. Determine and ensure the provision of all necessary resources for the audit.
- C. Schedule the frequency of internal audits.
Answer: A
Explanation:
An internal auditor's responsibilities include ensuring the organization's readiness for external audits by identifying gaps in compliance and recommending corrective actions. While internal audits focus on verifying the effectiveness of the BCMS and its adherence to ISO 22301, they indirectly prepare the organization for third-party or external audits.
Supporting Details:
* ISO 22301:2019 Clause 9.2 ("Internal Audit")
* The purpose of internal audits is to assess whether the BCMS conforms to planned arrangements, requirements of the ISO 22301 standard, and organizational objectives. This process also helps in identifying areas of improvement to align with external audit expectations.
* Role of Internal Auditors
* Internal auditors are responsible for conducting impartial and systematic audits to ensure compliance. While scheduling (option C) may involve top management or audit planners, the internal auditor's role focuses on executing the audits and helping the organization maintain compliance. Resource provision (option B) is the responsibility of top management, not the auditor.
* Preparing for External Audits
* Internal audits act as a precursor to external audits, ensuring the organization meets the standard's requirements and is adequately prepared for certification or surveillance audits.
NEW QUESTION # 23
Which of the following can be used as a performance indicator to evaluate the performance of the BCMS?
- A. The average cost of a disruption.
- B. The number of employees in the organization.
- C. The percentage of the assets damaged within a timeframe.
Answer: A
Explanation:
* ISO 22301:2019 Clause 9.1 - Performance IndicatorsPerformance indicators are metrics that evaluate the effectiveness and efficiency of the BCMS. Measuring the cost of disruptions can provide critical insights into system resilience and areas for improvement.
* ISO 22313:2020 Guidance on Monitoring and MeasurementThe cost of disruptions is an example of a financial metric that helps organizations assess the impact of incidents and the efficacy of business continuity strategies.
* Clarification of Options
* Option Ais irrelevant as the number of employees doesn't reflect BCMS performance.
* Option Bis a valid financial metric directly tied to BCMS performance.
* Option Cmay relate to impacts but is less comprehensive than average disruption cost.
NEW QUESTION # 24
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